Key facts
- This page summarizes Joseph A. Risico's Form 4 filing for Aterian, Inc. (ATER).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Jun 2023, 21:16.
Joseph A. Risico - 12 Jun 2023 Form 4 Insider Report for Aterian, Inc. (ATER)
- Reporting relationship
- Chief Legal Officer
- Issuer ticker
- ATER
- Reported as of
- 12 Jun 2023
- Net transaction value
- -$29,847
- SEC form
- 4
- Accepted by SEC
- 14 Jun 2023, 21:16:09 UTC
- Prior SEC filing
- 06 Oct 2022
- Next SEC filing
- 14 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joseph Risico
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joseph A. Risico filed Form 4 for Aterian, Inc. (ATER) on 14 Jun 2023.
Change
- Previous filing in this sequence was filed on 06 Oct 2022.
- Current net transaction value: -$29,847.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATER
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +958,410
- Change %
- +198%
- Price
- $0.000000
- Shares after
- 1,442,055
- Date
- 12 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
ATER
transaction
Common Stock
Sale
- Transaction value
- $29,847
- Shares
- -58,580
- Change %
- -4.1%
- Price
- $0.5095
- Shares after
- 1,383,475
- Date
- 12 Jun 2023
- Ownership
- Direct
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
Footnote F2
Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.