Key facts
- This page summarizes Joseph A. Risico's Form 4 filing for Aterian, Inc. (ATER).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Oct 2022, 16:20.
Joseph A. Risico - 04 Oct 2022 Form 4 Insider Report for Aterian, Inc. (ATER)
- Reporting relationship
- Chief Legal Officer
- Issuer ticker
- ATER
- Reported as of
- 04 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Oct 2022, 16:20:08 UTC
- Prior SEC filing
- 15 Sep 2022
- Next SEC filing
- 14 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Risico Joseph
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joseph A. Risico filed Form 4 for Aterian, Inc. (ATER) on 06 Oct 2022.
Change
- Previous filing in this sequence was filed on 15 Sep 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATER
transaction
Common Stock
Award
- Transaction value
- Shares
- +47,619
- Change %
- +11%
- Price
- Shares after
- 483,645
- Date
- 04 Oct 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ATER
transaction
Derivative
Common Stock Warrant (right to buy)
Award
- Transaction value
- Shares
- +47,619
- Change %
- Price
- Shares after
- 47,619
- Date
- 04 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 47,619
- Exercise price
- $2.00
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.