Joseph Risico - Oct 4, 2022 Form 4 Insider Report for Aterian, Inc. (ATER)

Role: Chief Legal Officer
Signature: /s/ Risico Joseph
Stock symbol: ATER
Transactions as of: Oct 4, 2022
Transactions value $: $0
Form type: 4
Date filed: 10/6/2022, 04:20 PM
Previous filing: Sep 15, 2022
Next filing: Jun 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ATER	Common Stock	Award		+47.6K	+10.92%		484K	Oct 4, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ATER	Common Stock Warrant (right to buy)	Award		+47.6K			47.6K	Oct 4, 2022	Common Stock	47.6K	$2.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.