Thomas A. Ciccone - May 8, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and CFO
Signature
/s/ Thomas A. Ciccone
Stock symbol
BWEN
Transactions as of
May 8, 2023
Transactions value $
-$3,793
Form type
4
Date filed
5/10/2023, 05:12 PM
Previous filing
May 3, 2023
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$3.79K -787 -2.05% $4.82 37.7K May 8, 2023 Direct F1, F2
holding BWEN Common Stock 9.13K May 8, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 2,421 restricted stock units that vest on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.