Thomas A. Ciccone - 08 May 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and CFO
Signature
/s/ Thomas A. Ciccone
Issuer symbol
BWEN
Transactions as of
08 May 2023
Net transactions value
-$3,793
Form type
4
Filing time
10 May 2023, 17:12:48 UTC
Previous filing
03 May 2023
Next filing
30 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $3,793 -787 -2% $4.82 37,687 08 May 2023 Direct F1, F2
holding BWEN Common Stock 9,129 08 May 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 2,421 restricted stock units that vest on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.