Thomas A. Ciccone - 01 May 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and CFO
Signature
/s/ Thomas A. Ciccone
Issuer symbol
BWEN
Transactions as of
01 May 2023
Net transactions value
-$10,753
Form type
4
Filing time
03 May 2023, 16:50:07 UTC
Previous filing
27 Apr 2023
Next filing
10 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $10,753 -2,168 -5.3% $4.96 38,474 01 May 2023 Direct F1, F2
holding BWEN Common Stock 9,129 01 May 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.