Gilbert W. Mayo Jr. - May 1, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Broadwind Ind. Solution
Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 1, 2023
Transactions value $
-$9,637
Form type
4
Date filed
5/3/2023, 04:48 PM
Previous filing
Apr 27, 2023
Next filing
May 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$9.64K -1.94K -2.69% $4.96 70.3K May 1, 2023 Direct F1, F2
holding BWEN Common Stock 15.9K May 1, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.