Gilbert W. Mayo Jr. - 25 Apr 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Broadwind Ind. Solution
Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
25 Apr 2023
Net transactions value
-$8,101
Form type
4
Filing time
27 Apr 2023, 16:42:11 UTC
Previous filing
11 May 2022
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $8,101 -1,630 -2.2% $4.97 72,212 25 Apr 2023 Direct F1, F2
holding BWEN Common Stock 15,895 25 Apr 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (iii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.