Rene Paula - Mar 7, 2023 Form 4 Insider Report for Vaxxinity, Inc. (VAXX)

Role
General Counsel and Secretary.
Signature
/s/ Rene Paula Molina
Stock symbol
VAXX
Transactions as of
Mar 7, 2023
Transactions value $
$0
Form type
4
Date filed
4/4/2023, 04:00 PM
Previous filing
Nov 15, 2021
Next filing
Nov 3, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAXX Stock Option (right to buy) Award $0 +117K $0.00 117K Mar 7, 2023 Class A Common Stock 117K $2.29 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options were issued to the Reporting Person pursuant to the Issuer's 2021 Omnibus Incentive Compensation Plan. Such options vest in 48 equal monthly installments beginning on March 7, 2023.

Remarks:

General Counsel and Secretary.