SEC ownership of Vaxxinity, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001851657.

Comparable stake leader

UNITED BIOMEDICAL INC

Disclosed value leader

UNITED BIOMEDICAL INC

Comparable rows

0/19

Latest evidence

03 Nov 2023

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
03 Nov 2023
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001851657
Issuer location
Exploration Park, FL

Ownership snapshot

Top shareholders of Vaxxinity, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
UNITED BIOMEDICAL INC
Disclosed value leader
UNITED BIOMEDICAL INC
Comparable rows
0/19
Latest evidence
03 Nov 2023
3/4/5 Highest disclosed value: $93,436,231 19 rows are not safely comparable across share classes. Showing 1-8 of 19 holder rows.

Quick read

UNITED BIOMEDICAL INC has the largest disclosed position value at $93.44M.

0 of 19 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens UNITED BIOMEDICAL INC's linked filing trail.
Disclosed position value Top 5
UNITED BIOMEDICAL INC $93.44M
Prime Movers Lab Fund I LP $27.82M
Gregory R. Blatt $1.53M
Farshad Guirakhoo $114.6K
Martin Doran $37.9K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-8 of 19 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
UNITED BIOMEDICAL INC
3/4/5
10%+ Owner
class O/S missing
$93,436,231
55,949,839 shares
16 Jun 2022
Prime Movers Lab Fund I LP
3/4/5
10%+ Owner
class O/S missing
$27,817,357
16,657,100 shares
06 Sep 2023
Mei Mei Hu
3/4/5
Chief Executive Officer and President., Director, 10%+ Owner
class O/S missing
73,928 shares
07 Mar 2023
Gregory R. Blatt
3/4/5
Director
mixed-class rows
$1,525,812
1,042,847 shares
mixed-class rows
21 Jun 2022
Farshad Guirakhoo
3/4/5
Chief Scientific Officer
mixed-class rows
$114,637
126,730 shares
mixed-class rows
03 May 2022
Martin Doran
3/4/5
Officer
class O/S missing
$37,889
22,688 shares
10 Nov 2021
James Chui
3/4/5
Director
mixed-class rows
$23,380
143,187 shares
mixed-class rows
21 Jun 2022
Sumita Ray
3/4/5
Chief Legal, Comp & Admin Off
class O/S missing
425,000 shares
01 Nov 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 04 Jun 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-19 of 19 reporting-owner rows connected to Vaxxinity, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
19
Largest Forms 3/4/5 holder
UNITED BIOMEDICAL INC
Net 12M change
$0
Latest report
03 Nov 2023
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
UNITED BIOMEDICAL INC 10%+ Owner $93,436,231 Mixed 16 Jun 2022
Prime Movers Lab Fund I LP 10%+ Owner $27,817,357 Filing P/S 06 Sep 2023
Gregory R. Blatt Director $1,525,812 Mixed 21 Jun 2022
Farshad Guirakhoo Chief Scientific Officer $114,637 Mixed 03 May 2022
Martin Doran Officer $37,889 Mixed 10 Nov 2021
James Chui Director $23,380 Mixed 21 Jun 2022
Katherine A. Eade Director Mixed 20 Jun 2023
Ulo Palm Chief Medical Officer. Mixed 07 Mar 2023
Rene Paula Molina Officer Mixed 03 Nov 2023
Jason Pesile Senior Vice President, Finance & Accounting. Mixed 07 Mar 2023
James Alan Smith Director Mixed 20 Jun 2023
Sumita Ray Chief Legal, Comp & Admin Off Mixed 01 Nov 2023
Peter Diamandis Director Mixed 20 Jun 2023
Mei Mei Hu Chief Executive Officer and President., Director, 10%+ Owner Mixed 07 Mar 2023
Landon E. Ogilvie Director Mixed 20 Jun 2023
HORNIG GEORGE R Director Mixed 20 Jun 2023
Peter Powchik Director Mixed 01 Oct 2023
Gabrielle B. Toledano Director Mixed 20 Jun 2023
Lou Reese Executive Chairman., Director Mixed 07 Mar 2023

Recent insider transactions for Vaxxinity, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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