Rene Paula - Nov 11, 2021 Form 4 Insider Report for Vaxxinity, Inc. (VAXX)

Role
General Counsel and Secretary
Signature
/s/ Rene Paula Molina
Stock symbol
VAXX
Transactions as of
Nov 11, 2021
Transactions value $
$0
Form type
4
Date filed
11/15/2021, 05:57 PM
Previous filing
Nov 10, 2021
Next filing
Apr 4, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAXX Stock option (right to buy) Award $0 +96.2K $0.00 96.2K Nov 11, 2021 Class A common stock 96.2K $13.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options are subject to a four-year time-vesting schedule, with 25% vesting on the first anniversary of the grant date and the remainder vesting in equal installments each month during the remainder of the vesting period.

Remarks:

General Counsel and Secretary