M. Farooq Kathwari - 21 Mar 2023 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
21 Mar 2023
Net transactions value
$0
Form type
4
Filing time
23 Mar 2023, 16:52:31 UTC
Previous filing
02 Dec 2022
Next filing
10 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift $1,104,800 -40,000 -2.2% $27.62 1,790,747 21 Mar 2023 Direct F1, F2
transaction ETD Common Stock Gift $1,104,800 +40,000 +6.7% $27.62 635,776 21 Mar 2023 The Irfan Kathwari Foundation F1, F2
holding ETD Common Stock 15,364 21 Mar 2023 Shares held by spouse
holding ETD Common Stock 8,565 21 Mar 2023 Shares held in 401(k) plan
holding ETD Common Stock 100,000 21 Mar 2023 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on March 21, 2023, the date the gifting of shares were transacted.