M. Farooq Kathwari - Mar 21, 2023 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Mar 21, 2023
Transactions value $
$0
Form type
4
Date filed
3/23/2023, 04:52 PM
Previous filing
Dec 2, 2022
Next filing
Aug 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift -$1.1M -40K -2.18% $27.62 1.79M Mar 21, 2023 Direct F1, F2
transaction ETD Common Stock Gift $1.1M +40K +6.71% $27.62 636K Mar 21, 2023 The Irfan Kathwari Foundation F1, F2
holding ETD Common Stock 15.4K Mar 21, 2023 Shares held by spouse
holding ETD Common Stock 8.57K Mar 21, 2023 Shares held in 401(k) plan
holding ETD Common Stock 100K Mar 21, 2023 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on March 21, 2023, the date the gifting of shares were transacted.