M. Farooq Kathwari - 01 Dec 2022 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
01 Dec 2022
Net transactions value
$0
Form type
4
Filing time
02 Dec 2022, 16:14:15 UTC
Previous filing
02 Sep 2022
Next filing
23 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift $1,790,100 -65,000 -3.4% $27.54 1,830,747 01 Dec 2022 Direct F1, F2
transaction ETD Common Stock Gift $1,790,100 +65,000 +12% $27.54 595,776 01 Dec 2022 The Irfan Kathwari Foundation F1, F2
holding ETD Common Stock 100,000 01 Dec 2022 Grandchildren's trust accounts
holding ETD Common Stock 15,364 01 Dec 2022 Shares held by spouse
holding ETD Common Stock 8,565 01 Dec 2022 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 1, 2022, the date the gifting of shares were transacted.