Wes Ochs - 27 Jan 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
EVP and CFO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
27 Jan 2023
Net transactions value
$0
Form type
4
Filing time
31 Jan 2023, 16:29:32 UTC
Previous filing
01 Feb 2022
Next filing
30 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +800 +17% $0.000000 5,400 27 Jan 2023 Direct
holding SFBC Common Stock 6,376 27 Jan 2023 By ESOP F6
holding SFBC Common Stock 750 27 Jan 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Award $0 +1,600 $0.000000 1,600 27 Jan 2023 Common Stock 1,600 $40.13 Direct F5
holding SFBC Stock Option (Right to Buy) 1,200 27 Jan 2023 Common Stock 1,200 $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 750 27 Jan 2023 Common Stock 750 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 1,000 27 Jan 2023 Common Stock 1,000 $36.26 Direct F2
holding SFBC Stock Option (Right to Buy) 1,900 27 Jan 2023 Common Stock 1,900 $32.46 Direct F3
holding SFBC Stock Option (Right to Buy) 2,000 27 Jan 2023 Common Stock 2,000 $42.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully Exercisable.
F2 Options vest in five equal annual installments beginning on January 31, 2020.
F3 Options vest in five equal annual installments beginning on January 27, 2021.
F4 Options vest in five equal annual installments beginning on January 28, 2022.
F5 Options vest in five equal annual installments beginning on January 27, 2023.
F6 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.