Wes Ochs - Jan 26, 2024 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
EVP and CFO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Jan 26, 2024
Transactions value $
$0
Form type
4
Date filed
1/30/2024, 04:53 PM
Previous filing
Jan 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +945 +17.5% $0.00 6.35K Jan 26, 2024 Direct
holding SFBC Common Stock 7.07K Jan 26, 2024 By ESOP F6
holding SFBC Common Stock 750 Jan 26, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Award $0 +900 $0.00 900 Jan 26, 2024 Common Stock 900 $39.89 Direct F5
holding SFBC Stock Option (Right to Buy) 1.2K Jan 26, 2024 Common Stock 1.2K $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 750 Jan 26, 2024 Common Stock 750 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 1K Jan 26, 2024 Common Stock 1K $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 1.9K Jan 26, 2024 Common Stock 1.9K $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 2K Jan 26, 2024 Common Stock 2K $42.85 Direct F3
holding SFBC Stock Option (Right to Buy) 1.6K Jan 26, 2024 Common Stock 1.6K $40.13 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully Exercisable.
F2 Options vest in five equal annual installments beginning on January 27, 2021.
F3 Options vest in five equal annual installments beginning on January 28, 2022.
F4 Options vest in five equal annual installments beginning on January 27, 2023.
F5 Options vest in three equal annual installments beginning on January 26, 2025.
F6 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.