Wes Ochs - Jan 28, 2022 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
EVP and CFO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Jan 28, 2022
Transactions value $
$0
Form type
4
Date filed
2/1/2022, 11:48 AM
Next filing
Jan 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +1K +27.78% $0.00 4.6K Jan 28, 2022 Direct
holding SFBC Common Stock 5.77K Jan 28, 2022 By ESOP F6
holding SFBC Common Stock 750 Jan 28, 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Award $0 +2K $0.00 2K Jan 28, 2022 Common Stock 2K $42.85 Direct F5
holding SFBC Stock Option (Right to Buy) 1.2K Jan 28, 2022 Common Stock 1.2K $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 750 Jan 28, 2022 Common Stock 750 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 1K Jan 28, 2022 Common Stock 1K $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 1.9K Jan 28, 2022 Common Stock 1.9K $32.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully Exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.
F5 Options vest in five equal annual installments beginning on January 28, 2022.
F6 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.