Wes Ochs - 28 Jan 2022 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
EVP and CFO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
28 Jan 2022
Net transactions value
$0
Form type
4
Filing time
01 Feb 2022, 11:48:45 UTC
Previous filing
23 Jan 2026
Next filing
31 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +1,000 +28% $0.000000 4,600 28 Jan 2022 Direct
holding SFBC Common Stock 5,765 28 Jan 2022 By ESOP F6
holding SFBC Common Stock 750 28 Jan 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Award $0 +2,000 $0.000000 2,000 28 Jan 2022 Common Stock 2,000 $42.85 Direct F5
holding SFBC Stock Option (Right to Buy) 1,200 28 Jan 2022 Common Stock 1,200 $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 750 28 Jan 2022 Common Stock 750 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 1,000 28 Jan 2022 Common Stock 1,000 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 1,900 28 Jan 2022 Common Stock 1,900 $32.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully Exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.
F5 Options vest in five equal annual installments beginning on January 28, 2022.
F6 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.