Heidi Sexton - Jan 27, 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Executive Vice President/COO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Jan 27, 2023
Transactions value $
$0
Form type
4
Date filed
1/31/2023, 04:23 PM
Previous filing
May 11, 2022
Next filing
Nov 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +800 +6.11% $0.00 13.9K Jan 27, 2023 Direct
holding SFBC Common Stock 8.31K Jan 27, 2023 Held by ESOP
holding SFBC Common Stock 2.26K Jan 27, 2023 Held by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Award $0 +1.6K $0.00 1.6K Jan 27, 2023 Common Stock 1.6K $40.13 Direct F6
holding SFBC Stock Option (Right to Buy) 500 Jan 27, 2023 Common Stock 500 $22.31 Direct F1
holding SFBC Stock Option (Right to Buy) 1.4K Jan 27, 2023 Common Stock 1.4K $35.27 Direct F2
holding SFBC Stock Option (Right to Buy) 3K Jan 27, 2023 Common Stock 3K $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 1.5K Jan 27, 2023 Common Stock 1.5K $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 1.35K Jan 27, 2023 Common Stock 1.35K $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 1.9K Jan 27, 2023 Common Stock 1.9K $32.46 Direct F4
holding SFBC Stock Option (Right to Buy) 2K Jan 27, 2023 Common Stock 2K $42.85 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option is fully exercisable.
F2 Vest in five equal annual installments commencing on November 19, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.
F5 Options vest in five equal annual installments beginning on January 28, 2022.
F6 Options vest in five equal annual installments beginning on January 27, 2023.