Heidi Sexton - 03 Nov 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Executive Vice President/COO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
03 Nov 2023
Net transactions value
-$27.8
Form type
4
Filing time
06 Nov 2023, 14:06:07 UTC
Previous filing
31 Jan 2023
Next filing
30 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $11,155 +500 +3.6% $22.31 14,400 03 Nov 2023 Direct
transaction SFBC Common Stock Options Exercise $14,170 +500 +3.5% $28.34 14,900 03 Nov 2023 Direct
transaction SFBC Common Stock Tax liability $25,353 -688 -4.6% $36.85 14,212 03 Nov 2023 Direct
holding SFBC Common Stock 9,008 03 Nov 2023 Held by ESOP F7
holding SFBC Common Stock 2,264 03 Nov 2023 Held by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -500 -100% $0.000000* 0 03 Nov 2023 Common Stock 500 $22.31 Direct F1
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -500 -17% $0.000000 2,500 03 Nov 2023 Common Stock 500 $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 1,400 03 Nov 2023 Common Stock 1,400 $35.27 Direct F2
holding SFBC Stock Option (Right to Buy) 1,500 03 Nov 2023 Common Stock 1,500 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 1,350 03 Nov 2023 Common Stock 1,350 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 1,900 03 Nov 2023 Common Stock 1,900 $32.46 Direct F4
holding SFBC Stock Option (Right to Buy) 2,000 03 Nov 2023 Common Stock 2,000 $42.85 Direct F5
holding SFBC Stock Option (Right to Buy) 1,600 03 Nov 2023 Common Stock 1,600 $40.13 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option is fully exercisable.
F2 Vest in five equal annual installments commencing on November 19, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.
F5 Options vest in five equal annual installments beginning on January 28, 2022.
F6 Options vest in five equal annual installments beginning on January 27, 2023.
F7 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan since the reporting person's last report.