Heidi Sexton - May 10, 2022 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Executive Vice President/COO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
May 10, 2022
Transactions value $
-$3
Form type
4
Date filed
5/11/2022, 04:30 PM
Previous filing
Feb 1, 2022
Next filing
Jan 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $22.3K +1K +7.88% $22.31 13.7K May 10, 2022 Direct
transaction SFBC Common Stock Tax liability -$22.3K -595 -4.34% $37.50 13.1K May 10, 2022 Direct
holding SFBC Common Stock 8.31K May 10, 2022 Held by ESOP F7
holding SFBC Common Stock 2.26K May 10, 2022 Held by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -1K -66.67% $0.00 500 May 10, 2022 Common Stock 1K $22.31 Direct F2
holding SFBC Stock Option (Right to Buy) 1.4K May 10, 2022 Common Stock 1.4K $35.27 Direct F1
holding SFBC Stock Option (Right to Buy) 3K May 10, 2022 Common Stock 3K $28.34 Direct F2
holding SFBC Stock Option (Right to Buy) 1.5K May 10, 2022 Common Stock 1.5K $33.50 Direct F3
holding SFBC Stock Option (Right to Buy) 1.35K May 10, 2022 Common Stock 1.35K $36.26 Direct F4
holding SFBC Stock Option (Right to Buy) 1.9K May 10, 2022 Common Stock 1.9K $32.46 Direct F5
holding SFBC Stock Option (Right to Buy) 2K May 10, 2022 Common Stock 2K $42.85 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vest in five equal annual installments commencing on November 19, 2019.
F2 Option is fully exercisable.
F3 Options vest in five equal annual installments beginning on January 25, 2019.
F4 Options vest in five equal annual installments beginning on January 31, 2020.
F5 Options vest in five equal annual installments beginning on January 27, 2021.
F6 Options vest in five equal annual installments beginning on January 28, 2022.
F7 Reflects ESOP allocations that have occurred since the date of the reporting person's last report.