Heidi Sexton - 10 May 2022 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Executive Vice President/COO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
10 May 2022
Net transactions value
-$2.5
Form type
4
Filing time
11 May 2022, 16:30:40 UTC
Previous filing
01 Feb 2022
Next filing
31 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $22,310 +1,000 +7.9% $22.31 13,696 10 May 2022 Direct
transaction SFBC Common Stock Tax liability $22,312 -595 -4.3% $37.50 13,101 10 May 2022 Direct
holding SFBC Common Stock 8,312 10 May 2022 Held by ESOP F7
holding SFBC Common Stock 2,264 10 May 2022 Held by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -1,000 -67% $0.000000 500 10 May 2022 Common Stock 1,000 $22.31 Direct F2
holding SFBC Stock Option (Right to Buy) 1,400 10 May 2022 Common Stock 1,400 $35.27 Direct F1
holding SFBC Stock Option (Right to Buy) 3,000 10 May 2022 Common Stock 3,000 $28.34 Direct F2
holding SFBC Stock Option (Right to Buy) 1,500 10 May 2022 Common Stock 1,500 $33.50 Direct F3
holding SFBC Stock Option (Right to Buy) 1,350 10 May 2022 Common Stock 1,350 $36.26 Direct F4
holding SFBC Stock Option (Right to Buy) 1,900 10 May 2022 Common Stock 1,900 $32.46 Direct F5
holding SFBC Stock Option (Right to Buy) 2,000 10 May 2022 Common Stock 2,000 $42.85 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vest in five equal annual installments commencing on November 19, 2019.
F2 Option is fully exercisable.
F3 Options vest in five equal annual installments beginning on January 25, 2019.
F4 Options vest in five equal annual installments beginning on January 31, 2020.
F5 Options vest in five equal annual installments beginning on January 27, 2021.
F6 Options vest in five equal annual installments beginning on January 28, 2022.
F7 Reflects ESOP allocations that have occurred since the date of the reporting person's last report.