Stephen Cotton - 22 Dec 2022 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Judd Merrill, by power of attorney
Issuer symbol
AQMS
Transactions as of
22 Dec 2022
Net transactions value
+$63,000
Form type
4
Filing time
27 Dec 2022, 15:09:10 UTC
Previous filing
14 Dec 2022
Next filing
05 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Award $63,000 +100,000 +2% $0.6300 5,157,806 22 Dec 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is reporting the acquisition of shares of the issuer's common stock pursuant to the Aqua Metals, Inc. 2022 Employee Stock Purchase Plan.
F2 Includes 2,848,747 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.