Stephen Cotton - 03 Jan 2023 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Judd Merrill, by power of attorney
Issuer symbol
AQMS
Transactions as of
03 Jan 2023
Net transactions value
-$263,042
Form type
4
Filing time
05 Jan 2023, 17:33:09 UTC
Previous filing
27 Dec 2022
Next filing
24 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Tax liability $263,042 -228,732 -4.4% $1.15 4,929,074 03 Jan 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 3, 2023 vesting of a previously reported restricted share grant represented in Table I.
F2 Includes 2,285,446 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.