Stephen Cotton - Jan 3, 2023 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Judd Merrill, by power of attorney
Stock symbol
AQMS
Transactions as of
Jan 3, 2023
Transactions value $
-$263,042
Form type
4
Date filed
1/5/2023, 05:33 PM
Previous filing
Dec 27, 2022
Next filing
Mar 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Tax liability -$263K -229K -4.43% $1.15 4.93M Jan 3, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 3, 2023 vesting of a previously reported restricted share grant represented in Table I.
F2 Includes 2,285,446 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.