Stephen Cotton - Dec 12, 2022 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role: Chief Executive Officer, Director
Signature: /s/ Judd Merrill, by power of attorney
Stock symbol: AQMS
Transactions as of: Dec 12, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/14/2022, 05:41 PM
Previous filing: Jul 8, 2022
Next filing: Dec 27, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AQMS	Common Shares	Award	$0	+1.27M	+33.55%	$0.00	5.06M	Dec 12, 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 1,270,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2022 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

Content

Represents 1,270,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2022 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.