Mark Alan Mason - Nov 15, 2022 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Chief Operating Officer
Signature
/s/ Corey Martens, Attorney-in-Fact
Stock symbol
GUER
Transactions as of
Nov 15, 2022
Transactions value $
$0
Form type
4
Date filed
11/17/2022, 08:41 AM
Previous filing
Apr 12, 2022
Next filing
Jan 5, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUER Restricted Stock Unit Award $0 +16.6K $0.00 16.6K Nov 15, 2022 Common Stock 16.6K Direct F1, F2, F6
holding GUER Restricted Stock Unit 13K Nov 15, 2022 Common Stock 13K Direct F1, F3, F6
holding GUER Stock Option 148K Nov 15, 2022 Common Stock 148K $0.37 Direct F4
holding GUER Stock Option 10.6K Nov 15, 2022 Common Stock 10.6K $0.53 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2 The restricted stock units vest as follows: (i) 5,516 on 7/22/2023; (ii) 5,517 on 7/22/2024; and (iii) 5,517 on 7/22/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F3 The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F4 110,781 of the shares subject to the option have vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
F5 7,090 of the shares subject to the option are vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
F6 No expiration date.