Mark Alan Mason - Jan 3, 2023 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Chief Operating Officer
Signature
/s/ Corey Martens, Attorney-in-Fact
Stock symbol
GUER
Transactions as of
Jan 3, 2023
Transactions value $
$0
Form type
4
Date filed
1/5/2023, 08:54 AM
Previous filing
Nov 17, 2022
Next filing
Jun 1, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUER Restricted Stock Unit Award $0 +75K $0.00 75K Jan 3, 2023 Common Stock 75K Direct F1, F2, F7
holding GUER Restricted Stock Unit 16.6K Jan 3, 2023 Common Stock 16.6K Direct F1, F3, F7
holding GUER Restricted Stock Unit 13K Jan 3, 2023 Common Stock 13K Direct F1, F4, F7
holding GUER Stock Option 148K Jan 3, 2023 Common Stock 148K $0.37 Direct F5
holding GUER Stock Option 10.6K Jan 3, 2023 Common Stock 10.6K $0.53 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2 The restricted stock units vest as follows: (i) 25,000 on 1/1/2024; (ii) 25,000 on 1/1/2025; and (iii) 25,000 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F3 The restricted stock units vest as follows: (i) 5,516 on 7/22/2023; (ii) 5,517 on 7/22/2024; and (iii) 5,517 on 7/22/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F4 The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F5 110,781 of the shares subject to the option have vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
F6 7,090 of the shares subject to the option are vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
F7 No expiration date.