Mark Alan Mason - Apr 8, 2022 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Chief Operating Officer
Signature
/s/ Mark Mason by Corey Martens, Attorney-in-Fact
Stock symbol
GUER
Transactions as of
Apr 8, 2022
Transactions value $
$0
Form type
4
Date filed
4/12/2022, 01:57 PM
Previous filing
Nov 22, 2021
Next filing
Nov 17, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUER Restricted Stock Unit Award $0 +13K $0.00 13K Apr 8, 2022 Common Stock 13K Direct F1, F2
holding GUER Stock Option 148K Apr 8, 2022 Common Stock 148K $0.37 Direct F3
holding GUER Stock Option 10.6K Apr 8, 2022 Common Stock 10.6K $0.53 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2 The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the recipient's continued service through the applicable vesting date.
F3 73,854 of the shares subject to the option have vested, and the remaining shares vest in two equal installments on July 22, 2022 and July 22, 2023, subject to the Reporting Person's continued service as of each such vesting date.
F4 3,545 of the shares subject to the option are vested, and the remaining shares vest in two equal installments on July 22, 2022 and July 22, 2023, subject to the Reporting Person's continued service as of each such vesting date.