Hayes M. Kennedy - 26 Oct 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Chief Human Resources Officer
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
26 Oct 2022
Net transactions value
-$992
Form type
4
Filing time
28 Oct 2022, 16:50:46 UTC
Previous filing
11 May 2022
Next filing
27 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $992 -551 -2.1% $1.80 25,642 26 Oct 2022 Direct F1, F2
holding BWEN Common Stock 5,115 26 Oct 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.