Hayes M. Kennedy - May 9, 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Chief Human Resources Officer
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 9, 2022
Transactions value $
-$1,176
Form type
4
Date filed
5/11/2022, 04:53 PM
Previous filing
Apr 27, 2022
Next filing
Oct 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$1.18K -692 -2.57% $1.70 26.2K May 9, 2022 Direct F1, F2
holding BWEN Common Stock 3.05K May 9, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.