Tammy Song - 10 May 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former EVP
Signature
/s/ Tammy Song
Issuer symbol
RBB
Transactions as of
10 May 2022
Net transactions value
-$2,185
Form type
4
Filing time
10 May 2022, 21:10:08 UTC
Previous filing
10 May 2022
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $2,137 +104 +5.1% $20.55 2,139 10 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $2,185 -104 -4.9% $21.01 2,035 10 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise $2,137 -104 -1.2% $20.55 8,896 10 May 2022 Common Stock 9,000 $20.55 Direct F6
holding RBB Option (right to buy) 3,229 10 May 2022 Common Stock 3,229 $11.15 Direct F1
holding RBB Option (right to buy) 5,381 10 May 2022 Common Stock 5,381 $11.15 Direct F2
holding RBB Option (right to buy) 2,153 10 May 2022 Common Stock 2,153 $13.21 Direct F3
holding RBB Option (right to buy) 6,000 10 May 2022 Common Stock 6,000 $18.25 Direct F4
holding RBB Option (right to buy) 3,000 10 May 2022 Common Stock 3,000 $18.38 Direct F5
holding RBB Option (right to buy) 30,000 10 May 2022 Common Stock 30,000 $13.33 Direct F7
holding RBB Option (right to buy) 30,000 10 May 2022 Common Stock 30,000 $17.74 Direct F8
holding RBB Restricted Stock Units 690 10 May 2022 Restricted Stock Units 690 $0.000000 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F9 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.

Remarks:

Tammy Song is reporting a cashless exercise and sale of 104 shares.