Tammy Song - May 10, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former EVP
Signature
/s/ Tammy Song
Stock symbol
RBB
Transactions as of
May 10, 2022
Transactions value $
-$2,185
Form type
4
Date filed
5/10/2022, 09:10 PM
Previous filing
May 10, 2022
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $2.14K +104 +5.11% $20.55 2.14K May 10, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$2.19K -104 -4.86% $21.01 2.04K May 10, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise -$2.14K -104 -1.16% $20.55 8.9K May 10, 2022 Common Stock 9K $20.55 Direct F6
holding RBB Option (right to buy) 3.23K May 10, 2022 Common Stock 3.23K $11.15 Direct F1
holding RBB Option (right to buy) 5.38K May 10, 2022 Common Stock 5.38K $11.15 Direct F2
holding RBB Option (right to buy) 2.15K May 10, 2022 Common Stock 2.15K $13.21 Direct F3
holding RBB Option (right to buy) 6K May 10, 2022 Common Stock 6K $18.25 Direct F4
holding RBB Option (right to buy) 3K May 10, 2022 Common Stock 3K $18.38 Direct F5
holding RBB Option (right to buy) 30K May 10, 2022 Common Stock 30K $13.33 Direct F7
holding RBB Option (right to buy) 30K May 10, 2022 Common Stock 30K $17.74 Direct F8
holding RBB Restricted Stock Units 690 May 10, 2022 Restricted Stock Units 690 $0.00 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F9 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.

Remarks:

Tammy Song is reporting a cashless exercise and sale of 104 shares.