Tammy Song - Feb 16, 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Former EVP
Signature
/s/ Tammy Song
Stock symbol
RBB
Transactions as of
Feb 16, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
5/10/2022, 08:06 PM
Date Of Original Report
Feb 17, 2022
Previous filing
Jan 26, 2022
Next filing
May 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 2.04K Feb 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 3.23K Feb 16, 2022 Common Stock 3.23K $11.15 Direct F1
holding RBB Option (right to buy) 5.38K Feb 16, 2022 Common Stock 5.38K $11.15 Direct F2
holding RBB Option (right to buy) 2.15K Feb 16, 2022 Common Stock 2.15K $13.21 Direct F3
holding RBB Option (right to buy) 6K Feb 16, 2022 Common Stock 6K $18.25 Direct F4
holding RBB Option (right to buy) 3K Feb 16, 2022 Common Stock 3K $18.38 Direct F5
holding RBB Option (right to buy) 9K Feb 16, 2022 Common Stock 9K $20.55 Direct F6
holding RBB Option (right to buy) 30K Feb 16, 2022 Common Stock 30K $13.33 Direct F7
holding RBB Option (right to buy) 30K Feb 16, 2022 Common Stock 30K $17.74 Direct F8
holding RBB Restricted Stock Units 690 Feb 16, 2022 Restricted Stock Units 690 $0.00 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F9 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.

Remarks:

Amending the checked box indicating that Tammy Song is no longer subject to Section 16. This happens 90 days after her leave.