Tammy Song - 11 May 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former EVP
Signature
/s/ Tammy Song
Issuer symbol
RBB
Transactions as of
11 May 2022
Net transactions value
-$451,023
Form type
4
Filing time
16 May 2022, 15:23:01 UTC
Previous filing
10 May 2022
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $36,003 +3,229 +159% $11.15 5,264 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $67,221 -3,229 -61% $20.82 2,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $59,997 +5,381 +264% $11.15 7,416 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $112,021 -5,381 -73% $20.82 2,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $28,440 +2,153 +106% $13.21 4,188 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $44,821 -2,153 -51% $20.82 2,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $109,500 +6,000 +295% $18.25 8,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $124,907 -6,000 -75% $20.82 2,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $36,760 +2,000 +98% $18.38 4,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $41,636 -2,000 -50% $20.82 2,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $31,195 +1,518 +75% $20.55 3,553 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $31,602 -1,518 -43% $20.82 2,035 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $28,318 +1,378 +68% $20.55 3,413 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $28,814 -1,378 -40% $20.91 2,035 11 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise $36,003 -3,229 -100% $11.15 0 11 May 2022 Common Stock 3,229 $11.15 Direct F1
transaction RBB Option (right to buy) Options Exercise $59,997 -5,381 -100% $11.15 0 11 May 2022 Common Stock 5,381 $11.15 Direct F2
transaction RBB Option (right to buy) Options Exercise $28,441 -2,153 -100% $13.21 0 11 May 2022 Common Stock 2,153 $13.21 Direct F3
transaction RBB Option (right to buy) Options Exercise $109,500 -6,000 -100% $18.25 0 11 May 2022 Common Stock 6,000 $18.25 Direct F4
transaction RBB Option (right to buy) Options Exercise $36,760 -2,000 -67% $18.38 1,000 11 May 2022 Common Stock 3,000 $18.38 Direct F5
transaction RBB Option (right to buy) Options Exercise $59,513 -2,896 -33% $20.55 6,000 11 May 2022 Common Stock 8,896 $20.55 Direct F6
holding RBB Option (right to buy) 30,000 11 May 2022 Common Stock 30,000 $13.33 Direct F7
holding RBB Option (right to buy) 30,000 11 May 2022 Common Stock 30,000 $17.74 Direct F8
holding RBB Restricted Stock Units 690 11 May 2022 Restricted Stock Units 690 $0.000000 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F9 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.

Remarks:

Tammy Song is reporting a cashless exercise and sale of a total of 21,659 shares.