Tammy Song - May 11, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former EVP
Signature
/s/ Tammy Song
Stock symbol
RBB
Transactions as of
May 11, 2022
Transactions value $
-$451,023
Form type
4
Date filed
5/16/2022, 03:23 PM
Previous filing
May 10, 2022
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $36K +3.23K +158.67% $11.15 5.26K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$67.2K -3.23K -61.34% $20.82 2.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $60K +5.38K +264.42% $11.15 7.42K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$112K -5.38K -72.56% $20.82 2.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $28.4K +2.15K +105.8% $13.21 4.19K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$44.8K -2.15K -51.41% $20.82 2.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $110K +6K +294.84% $18.25 8.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$125K -6K -74.67% $20.82 2.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $36.8K +2K +98.28% $18.38 4.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$41.6K -2K -49.57% $20.82 2.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $31.2K +1.52K +74.59% $20.55 3.55K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$31.6K -1.52K -42.72% $20.82 2.04K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $28.3K +1.38K +67.71% $20.55 3.41K May 11, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$28.8K -1.38K -40.38% $20.91 2.04K May 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise -$36K -3.23K -100% $11.15 0 May 11, 2022 Common Stock 3.23K $11.15 Direct F1
transaction RBB Option (right to buy) Options Exercise -$60K -5.38K -100% $11.15 0 May 11, 2022 Common Stock 5.38K $11.15 Direct F2
transaction RBB Option (right to buy) Options Exercise -$28.4K -2.15K -100% $13.21 0 May 11, 2022 Common Stock 2.15K $13.21 Direct F3
transaction RBB Option (right to buy) Options Exercise -$110K -6K -100% $18.25 0 May 11, 2022 Common Stock 6K $18.25 Direct F4
transaction RBB Option (right to buy) Options Exercise -$36.8K -2K -66.67% $18.38 1K May 11, 2022 Common Stock 3K $18.38 Direct F5
transaction RBB Option (right to buy) Options Exercise -$59.5K -2.9K -32.55% $20.55 6K May 11, 2022 Common Stock 8.9K $20.55 Direct F6
holding RBB Option (right to buy) 30K May 11, 2022 Common Stock 30K $13.33 Direct F7
holding RBB Option (right to buy) 30K May 11, 2022 Common Stock 30K $17.74 Direct F8
holding RBB Restricted Stock Units 690 May 11, 2022 Restricted Stock Units 690 $0.00 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F9 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.

Remarks:

Tammy Song is reporting a cashless exercise and sale of a total of 21,659 shares.