Tammy Song - 19 Jan 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Tammy Song
Issuer symbol
RBB
Transactions as of
19 Jan 2022
Net transactions value
$0
Form type
4
Filing time
26 Jan 2022, 19:27:26 UTC
Next filing
10 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 2,035 19 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 3,229 19 Jan 2022 Common Stock 3,229 $11.15 Direct F1
holding RBB Option (right to buy) 5,381 19 Jan 2022 Common Stock 5,381 $11.15 Direct F2
holding RBB Option (right to buy) 2,153 19 Jan 2022 Common Stock 2,153 $13.21 Direct F3
holding RBB Option (right to buy) 6,000 19 Jan 2022 Common Stock 6,000 $18.25 Direct F4
holding RBB Option (right to buy) 3,000 19 Jan 2022 Common Stock 3,000 $18.38 Direct F5
holding RBB Option (right to buy) 9,000 19 Jan 2022 Common Stock 9,000 $20.55 Direct F6
holding RBB Option (right to buy) 30,000 19 Jan 2022 Common Stock 30,000 $13.33 Direct F7
holding RBB Option (right to buy) 30,000 19 Jan 2022 Common Stock 30,000 $17.74 Direct F8
holding RBB Restricted Stock Units 690 19 Jan 2022 Restricted Stock Units 690 $0.000000 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F9 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.

Remarks:

Tammy Song was granted 690 restricted stock units that will vest in three equal annual installments on 01/19/2023, 01/19/2024, and 01/19/2025.