Sean Tucker - Apr 22, 2022 Form 4 Insider Report for Vaxart, Inc. (VXRT)

Role
SVP, Chief Scientific Officer
Signature
/s/ Sean Tucker
Stock symbol
VXRT
Transactions as of
Apr 22, 2022
Transactions value $
$30,800
Form type
4
Date filed
4/25/2022, 04:40 PM
Previous filing
Mar 30, 2022
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VXRT Common Stock Options Exercise $30.8K +40K +45.65% $0.77 128K Apr 22, 2022 Direct
holding VXRT Common Stock 51.5K Apr 22, 2022 By joint tenancy with Frances Chang and Sean Tucker
holding VXRT Common Stock 9.06K Apr 22, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VXRT Stock Option (right to buy) Options Exercise $0 -40K -32.24% $0.00 84.1K Apr 22, 2022 Common Stock 40K $0.77 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of May 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.