Sean Tucker - Mar 17, 2023 Form 4 Insider Report for Vaxart, Inc. (VXRT)

Role
SVP, Chief Scientific Officer
Signature
/s/ Edward Berg, Attorney-in-Fact for Sean Tucker
Stock symbol
VXRT
Transactions as of
Mar 17, 2023
Transactions value $
$0
Form type
4
Date filed
3/21/2023, 07:54 PM
Previous filing
Apr 25, 2022
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VXRT Common Stock Award $0 +45K +35.26% $0.00 173K Mar 17, 2023 Direct F1
transaction VXRT Common Stock Award $0 +54.2K +31.37% $0.00 227K Mar 17, 2023 Direct F1
transaction VXRT Common Stock Award $0 +90K +39.68% $0.00 317K Mar 17, 2023 Direct F3
holding VXRT Common Stock 51.5K Mar 17, 2023 By joint tenancy with Frances Chang and Sean Tucker
holding VXRT Common Stock 9.06K Mar 17, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VXRT Stock Option (right to buy) Award $0 +205K $0.00 205K Mar 17, 2023 Common Stock 205K $0.78 Direct F2
transaction VXRT Stock Option (right to buy) Award $0 +410K $0.00 410K Mar 17, 2023 Common Stock 410K $0.78 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of shares upon vesting of restricted stock units, which shall fully vest on December 8, 2023.
F2 The shares subject to this stock option shall fully vest on December 8, 2023.
F3 Grant of shares upon vesting of restricted stock units. Twenty five percent of the shares underlying the award shall vest on each anniversary of the vesting commencement date of February 2, 2023, so that the restricted stock units would be fully vested on the fourth anniversary of the vesting commencement date.
F4 The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on February 2, 2024, the first anniversary of the date that vesting commenced, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on February 2, 2027.

Remarks:

Exhibit 24 - Power of Attorney