Sean Tucker - Mar 28, 2022 Form 4 Insider Report for Vaxart, Inc. (VXRT)

Role
SVP, Chief Scientific Officer
Signature
/s/ Sean Tucker
Stock symbol
VXRT
Transactions as of
Mar 28, 2022
Transactions value $
$0
Form type
4
Date filed
3/30/2022, 09:19 PM
Previous filing
Aug 11, 2021
Next filing
Apr 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VXRT Common Stock Award $0 +43.8K +99.7% $0.00 87.6K Mar 28, 2022 Direct F1
holding VXRT Common Stock 51.5K Mar 28, 2022 By joint tenancy with Frances Chang and Sean Tucker
holding VXRT Common Stock 9.06K Mar 28, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VXRT Stock Option (right to buy) Award $0 +263K $0.00 263K Mar 28, 2022 Common Stock 263K $5.09 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of shares upon vesting of restricted stock units. Twenty five percent of the shares underlying the award shall vest on each anniversary of the grant date, so that the restricted stock units would be fully vested on the fourth anniversary of the grant date.
F2 The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on March 28, 2023, the first anniversary of the date that the grant was approved by the board of directors, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on March 28, 2026.