James Dondero - Feb 10, 2022 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXDT
Transactions as of
Feb 10, 2022
Transactions value $
$1,261,481
Form type
4
Date filed
2/14/2022, 05:26 PM
Previous filing
Jan 31, 2022
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $567K +37.6K +1.31% $15.06 2.92M Feb 10, 2022 See Footnote F1
transaction NXDT Common Stock Purchase $695K +46.2K +1.58% $15.04 2.98M Feb 11, 2022 See Footnote F1, F2
holding NXDT Common Stock 2.06M Feb 10, 2022 See Footnote F2, F3
holding NXDT Common Stock 510K Feb 10, 2022 See Footnote F4
holding NXDT Common Stock 59.4K Feb 10, 2022 By employee benefit plan F2
holding NXDT Common Stock 73.8K Feb 10, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 Includes shares acquired under the issuer's dividend reinvestment plan.
F3 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares.

Remarks:

President and Principal Executive Officer