James Dondero - Jan 28, 2022 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXDT
Transactions as of
Jan 28, 2022
Transactions value $
$217,465
Form type
4
Date filed
1/31/2022, 05:03 PM
Previous filing
Jan 28, 2022
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $217K +15.5K +0.54% $14.03 2.88M Jan 28, 2022 See Footnote F1
holding NXDT Common Stock 2.05M Jan 28, 2022 See Footnote F2
holding NXDT Common Stock 509K Jan 28, 2022 See Footnote F3
holding NXDT Common Stock 59.2K Jan 28, 2022 By employee benefit plan
holding NXDT Common Stock 73.6K Jan 28, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares

Remarks:

President and Principal Executive Officer