Wes Ochs - 01 Nov 2020 Form 3/A - Amendment Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Executive Vice President
Signature
/s/ Laura Lee Stewart
Issuer symbol
SFBC
Transactions as of
01 Nov 2020
Net transactions value
$0
Form type
3/A - Amendment
Filing time
23 Jan 2026, 15:47:41 UTC
Date Of Original Report
06 Nov 2020
Next filing
01 Feb 2022
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ochs Wes Executive Vice President C/O SOUND FINANCIAL BANCORP, INC., 2400 3RD AVENUE, SUITE 150, SEATTLE /s/ Laura Lee Stewart 23 Jan 2026 0001831505

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SFBC Common Stock 2,650 01 Nov 2020 Direct
holding SFBC Common Stock 5,021 01 Nov 2020 By ESOP
holding SFBC Common Stock 539 01 Nov 2020 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SFBC Stock Option (Right to Buy) 01 Nov 2020 Common Stock 1,200 $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 01 Nov 2020 Common Stock 750 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 01 Nov 2020 Common Stock 1,000 $36.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully Exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 This amendment is being filed to correct an inadvertent reporting error in the number of shares of common stock reported as beneficially owned by the reporting person in the original Form 3 filed on November 6, 2020. The amended filing reflects the correct number of shares beneficially owned as of the date of the original filing.