Yee Phong Thian - Jan 21, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
President/CEO
Signature
/s/ Yee Phong Thian
Stock symbol
RBB
Transactions as of
Jan 21, 2022
Transactions value $
$0
Form type
4
Date filed
1/21/2022, 08:04 PM
Previous filing
Feb 17, 2022
Next filing
Apr 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +20K +4.02% $0.00 517K Jan 21, 2022 Direct F1
transaction RBB Restricted Stock Shares Options Exercise $0 -20K -33.33% $0.00 40K Jan 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Shares Options Exercise $0 -20K -33.33% $0.00 40K Jan 21, 2022 Restricted Stock 20K $0.00 Direct F2, F3
holding RBB Option (right to buy) 10.8K Jan 21, 2022 Common Stock 10.8K $11.15 Direct F4
holding RBB Option (right to buy) 242K Jan 21, 2022 Common Stock 242K $11.15 Direct F5
holding RBB Option (right to buy) 10.8K Jan 21, 2022 Common Stock 10.8K $11.15 Direct F6
holding RBB Option (right to buy) 10.3K Jan 21, 2022 Common Stock 10.3K $13.21 Direct F7
holding RBB Option (right to buy) 10K Jan 21, 2022 Common Stock 10K $17.08 Direct F8
holding RBB Option (right to buy) 10K Jan 21, 2022 Common Stock 10K $18.25 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the first vesting of the three equal annual installments beginning one year after the 01/21/2021 date of grant.
F2 The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024.
F3 There will be no expiration date once restricted stock shares vest.
F4 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F9 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Remarks:

First vesting of restricted stocks that was granted on 01/21/2021.