Yee Phong Thian - 21 Jan 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
President/CEO
Signature
/s/ Yee Phong Thian
Issuer symbol
RBB
Transactions as of
21 Jan 2022
Net transactions value
$0
Form type
4
Filing time
21 Jan 2022, 20:04:50 UTC
Previous filing
17 Feb 2022
Next filing
28 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +20,000 +4% $0.000000 517,302 21 Jan 2022 Direct F1
transaction RBB Restricted Stock Shares Options Exercise $0 -20,000 -33% $0.000000 40,000 21 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Shares Options Exercise $0 -20,000 -33% $0.000000 40,000 21 Jan 2022 Restricted Stock 20,000 $0.000000 Direct F2, F3
holding RBB Option (right to buy) 10,763 21 Jan 2022 Common Stock 10,763 $11.15 Direct F4
holding RBB Option (right to buy) 242,156 21 Jan 2022 Common Stock 242,156 $11.15 Direct F5
holding RBB Option (right to buy) 10,763 21 Jan 2022 Common Stock 10,763 $11.15 Direct F6
holding RBB Option (right to buy) 10,250 21 Jan 2022 Common Stock 10,250 $13.21 Direct F7
holding RBB Option (right to buy) 10,000 21 Jan 2022 Common Stock 10,000 $17.08 Direct F8
holding RBB Option (right to buy) 10,000 21 Jan 2022 Common Stock 10,000 $18.25 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the first vesting of the three equal annual installments beginning one year after the 01/21/2021 date of grant.
F2 The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024.
F3 There will be no expiration date once restricted stock shares vest.
F4 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F9 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Remarks:

First vesting of restricted stocks that was granted on 01/21/2021.