Yee Phong Thian - Apr 26, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former President/CEO
Signature
/s/ Yee Phong Thian
Stock symbol
RBB
Transactions as of
Apr 26, 2022
Transactions value $
$0
Form type
4
Date filed
4/28/2022, 02:42 PM
Previous filing
Jan 21, 2022
Next filing
May 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Restricted Stock Shares Disposed to Issuer $0 -40K -100% $0.00* 0 Apr 26, 2022 Direct F10
holding RBB Common Stock, No Par Value 517K Apr 26, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 242K Apr 26, 2022 Common Stock 242K $11.15 Direct F3
holding RBB Option (right to buy) 10.8K Apr 26, 2022 Common Stock 10.8K $11.15 Direct F4
holding RBB Option (right to buy) 10.3K Apr 26, 2022 Common Stock 10.3K $13.21 Direct F5
holding RBB Option (right to buy) 10K Apr 26, 2022 Common Stock 10K $17.08 Direct F6
holding RBB Option (right to buy) 10K Apr 26, 2022 Common Stock 10K $18.25 Direct F7
holding RBB Restricted Stock Shares 0 Apr 26, 2022 Restricted Stock Shares 40K $0.00 Direct F1, F10
holding RBB Restricted Stock Units 0 Apr 26, 2022 Restricted Stock Units 1K $0.00 Direct F8, F9
holding RBB Restricted Stock Units 0 Apr 26, 2022 Restricted Stock Units 14K $0.00 Direct F8, F9
holding RBB Option (right to buy) 10.8K Apr 26, 2022 Common Stock 10.8K $11.15 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock shares vest.
F2 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F8 Represents forfeiture of restricted stock units that were originally granted on January 19, 2022.
F9 There will be no expiration date once restricted stock units vest.
F10 Represents forfeiture of 40,000 shares of restricted stock.

Remarks:

Yee Phong Thian has forfeited the remaining restricted stock award of 40,000 shares and 15,037 restricted stock units.