Yee Phong Thian - Jan 19, 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
President/CEO
Signature
/s/ Yee Phong Thian
Stock symbol
RBB
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/17/2022, 03:33 PM
Date Of Original Report
Jan 26, 2022
Previous filing
Aug 17, 2021
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 517K Jan 19, 2022 Direct
holding RBB Restricted Stock Shares 40K Jan 19, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 10.8K Jan 19, 2022 Common Stock 10.8K $11.15 Direct F3
holding RBB Option (right to buy) 242K Jan 19, 2022 Common Stock 242K $11.15 Direct F4
holding RBB Option (right to buy) 10.8K Jan 19, 2022 Common Stock 10.8K $11.15 Direct F5
holding RBB Option (right to buy) 10.3K Jan 19, 2022 Common Stock 10.3K $13.21 Direct F6
holding RBB Option (right to buy) 10K Jan 19, 2022 Common Stock 10K $17.08 Direct F7
holding RBB Option (right to buy) 10K Jan 19, 2022 Common Stock 10K $18.25 Direct F8
holding RBB Restricted Stock Shares 40K Jan 19, 2022 Restricted Stock Shares 40K $0.00 Direct F1, F2
holding RBB Restricted Stock Units 1K Jan 19, 2022 Restricted Stock Units 1K $0.00 Direct F9, F10
holding RBB Restricted Stock Units 14K Jan 19, 2022 Restricted Stock Units 14K $0.00 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024.
F2 There will be no expiration date once restricted stock shares vest.
F3 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F9 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.
F11 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

Remarks:

Amending Yee Phong Thian's vesting period of his granted 1,000 restricted stock units that will vest in two equal annual installments on 01/19/2023 and 01/19/2024.