Yee Phong Thian - 19 Jan 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
President/CEO
Signature
/s/ Yee Phong Thian
Issuer symbol
RBB
Transactions as of
19 Jan 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
17 Feb 2022, 15:33:49 UTC
Date Of Original Report
26 Jan 2022
Previous filing
17 Aug 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 517,302 19 Jan 2022 Direct
holding RBB Restricted Stock Shares 40,000 19 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 10,763 19 Jan 2022 Common Stock 10,763 $11.15 Direct F3
holding RBB Option (right to buy) 242,156 19 Jan 2022 Common Stock 242,156 $11.15 Direct F4
holding RBB Option (right to buy) 10,763 19 Jan 2022 Common Stock 10,763 $11.15 Direct F5
holding RBB Option (right to buy) 10,250 19 Jan 2022 Common Stock 10,250 $13.21 Direct F6
holding RBB Option (right to buy) 10,000 19 Jan 2022 Common Stock 10,000 $17.08 Direct F7
holding RBB Option (right to buy) 10,000 19 Jan 2022 Common Stock 10,000 $18.25 Direct F8
holding RBB Restricted Stock Shares 40,000 19 Jan 2022 Restricted Stock Shares 40,000 $0.000000 Direct F1, F2
holding RBB Restricted Stock Units 1,000 19 Jan 2022 Restricted Stock Units 1,000 $0.000000 Direct F9, F10
holding RBB Restricted Stock Units 14,037 19 Jan 2022 Restricted Stock Units 14,037 $0.000000 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024.
F2 There will be no expiration date once restricted stock shares vest.
F3 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F7 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F8 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F9 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F10 There will be no expiration date once restricted stock units vest.
F11 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

Remarks:

Amending Yee Phong Thian's vesting period of his granted 1,000 restricted stock units that will vest in two equal annual installments on 01/19/2023 and 01/19/2024.