James Dondero - Nov 17, 2021 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXDT
Transactions as of
Nov 17, 2021
Transactions value $
$933,116
Form type
4
Date filed
11/19/2021, 06:37 PM
Previous filing
Nov 17, 2021
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $283K +19.6K +0.7% $14.46 2.83M Nov 17, 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $56.7K +2.59K $21.88 2.59K Nov 17, 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $125K +5.7K +219.99% $21.89 8.29K Nov 17, 2021 See Footnote F1
transaction NXDT Common Stock Purchase $140K +9.74K +0.34% $14.33 2.84M Nov 18, 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $57.7K +2.65K +31.99% $21.76 10.9K Nov 18, 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $271K +12.4K +113.4% $21.84 23.4K Nov 18, 2021 See Footnote F1
holding NXDT Common Stock 2.05M Nov 17, 2021 See Footnote F2
holding NXDT Common Stock 59K Nov 17, 2021 By employee benefit plan
holding NXDT Common Stock 19K Nov 17, 2021 Direct
holding NXDT 5.50% Series A Cumulative Preferred Shares 13K Nov 17, 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer