James D. Dondero - 17 Nov 2021 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Issuer symbol
NXDT
Transactions as of
17 Nov 2021
Net transactions value
+$933,116
Form type
4
Filing time
19 Nov 2021, 18:37:31 UTC
Previous filing
17 Nov 2021
Next filing
22 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $283,315 +19,593 +0.7% $14.46 2,829,329 17 Nov 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $56,691 +2,591 $21.88 2,591 17 Nov 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $124,773 +5,700 +220% $21.89 8,291 17 Nov 2021 See Footnote F1
transaction NXDT Common Stock Purchase $139,617 +9,743 +0.34% $14.33 2,839,072 18 Nov 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $57,708 +2,652 +32% $21.76 10,943 18 Nov 2021 See Footnote F1
transaction NXDT 5.50% Series A Cumulative Preferred Shares Purchase $271,013 +12,409 +113% $21.84 23,352 18 Nov 2021 See Footnote F1
holding NXDT Common Stock 2,049,991 17 Nov 2021 See Footnote F2
holding NXDT Common Stock 58,950 17 Nov 2021 By employee benefit plan
holding NXDT Common Stock 18,984 17 Nov 2021 Direct
holding NXDT 5.50% Series A Cumulative Preferred Shares 13,004 17 Nov 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer