James Dondero - Nov 15, 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role
Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Stock symbol
NXDT
Transactions as of
Nov 15, 2021
Transactions value $
$569,217
Form type
4
Date filed
11/17/2021, 05:17 PM
Previous filing
Jun 17, 2024
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $299K +20.9K +0.76% $14.29 2.78M Nov 15, 2021 See Footnote F2
transaction NXDT Common Stock Purchase $270K +18.7K +0.67% $14.44 2.81M Nov 16, 2021 See Footnote F1, F2
holding NXDT Common Stock 2.05M Nov 15, 2021 See Footnote F1, F3
holding NXDT Common Stock 59K Nov 15, 2021 By employee benefit plan F1
holding NXDT Common Stock 19K Nov 15, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired through the issuer's dividend reinvestment plan.
F2 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F3 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer On November 8, 2021, NexPoint Strategic Opportunities Fund changed its name to "NexPoint Diversified Real Estate Trust" (the "Company"). In addition to the name change, the Company changed its ticker to "NXDT." The name change is part of the Company's ongoing conversion from a registered investment company to a diversified real estate investment trust.