M. Farooq Kathwari - 02 Nov 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
02 Nov 2021
Net transactions value
$0
Form type
4
Filing time
04 Nov 2021, 17:22:18 UTC
Previous filing
17 Sep 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift $1,826,250 -75,000 -3.7% $24.35 1,946,769 02 Nov 2021 Direct F1, F2
transaction ETD Common Stock Gift $1,826,250 +75,000 +17% $24.35 520,776 02 Nov 2021 The Irfan Kathwari Foundation F1, F2
holding ETD Common Stock 40,000 02 Nov 2021 Grandchildren's trust accounts
holding ETD Common Stock 15,364 02 Nov 2021 Shares held by spouse
holding ETD Common Stock 8,565 02 Nov 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent a bona fide charitable gift by the reporting person to The Irfan Kathwari Foundation.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 2, 2021, the date the gifting of shares were transacted.