M. Farooq Kathwari - Sep 15, 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Sep 15, 2021
Transactions value $
$0
Form type
4
Date filed
9/17/2021, 05:08 PM
Previous filing
Aug 27, 2021
Next filing
Nov 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift -$1M -40K -1.94% $24.99 2.02M Sep 15, 2021 Direct F1, F2
transaction ETD Common Stock Gift $1M +40K $24.99 40K Sep 15, 2021 Grandchildren's trust accounts F1, F2
holding ETD Common Stock 446K Sep 15, 2021 The Irfan Kathwari Foundation
holding ETD Common Stock 15.4K Sep 15, 2021 Shares held by spouse
holding ETD Common Stock 8.57K Sep 15, 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 15, 2021, the date the gifting of shares were transacted.