M. Farooq Kathwari - 15 Sep 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
15 Sep 2021
Net transactions value
$0
Form type
4
Filing time
17 Sep 2021, 17:08:43 UTC
Previous filing
27 Aug 2021
Next filing
04 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift $999,600 -40,000 -1.9% $24.99 2,021,769 15 Sep 2021 Direct F1, F2
transaction ETD Common Stock Gift $999,600 +40,000 $24.99 40,000 15 Sep 2021 Grandchildren's trust accounts F1, F2
holding ETD Common Stock 445,776 15 Sep 2021 The Irfan Kathwari Foundation
holding ETD Common Stock 15,364 15 Sep 2021 Shares held by spouse
holding ETD Common Stock 8,565 15 Sep 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 15, 2021, the date the gifting of shares were transacted.