Hayes M. Kennedy - 26 Oct 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role: Chief Human Resources Officer
Signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Issuer symbol: BWEN
Transactions as of: 26 Oct 2021
Net transactions value: -$2,081
Form type: 4
Filing time: 28 Oct 2021, 17:19:59 UTC
Previous filing: 11 May 2021
Next filing: 27 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BWEN	Common Stock	Tax liability	$2,081	-738	-4.7%	$2.82	14,836	26 Oct 2021	Direct	F1, F2
holding	BWEN	Common Stock						1,283	26 Oct 2021	By 401(k) Plan

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2	Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; and (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24.