Hayes M. Kennedy - 07 May 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
07 May 2021
Net transactions value
$0
Form type
4
Filing time
11 May 2021, 16:56:24 UTC
Next filing
28 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +5,882 +61% $0.000000 15,574 07 May 2021 Direct F1
holding BWEN Common Stock 197 07 May 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23; and (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24.