| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Options Exercise | $4.04M | +10.1K | $399.60 | 2.93K | Sep 30, 2024 | Direct | F1 | |
| transaction | AXON | Common Stock | Sale | -$1.9M | -4.75K | -0.16% | $400.02 | 2.93M | Sep 30, 2024 | Direct | F1, F2, F3 |
| transaction | AXON | Common Stock | Options Exercise | $40.3M | +101K | +3.44% | $399.22 | 3.03M | Oct 1, 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$18.9M | -47.3K | -1.56% | $400.07 | 2.98M | Oct 1, 2024 | Direct | F1, F2, F4 |
| transaction | AXON | Common Stock | Options Exercise | $23.9M | +59K | +1.98% | $404.51 | 3.04M | Oct 2, 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$5.37M | -13.4K | -0.44% | $400.07 | 3.03M | Oct 2, 2024 | Direct | F1, F2, F5 |
| transaction | AXON | Common Stock | Sale | -$953K | -2.37K | -0.08% | $401.66 | 3.03M | Oct 2, 2024 | Direct | F1, F2, F6 |
| transaction | AXON | Common Stock | Sale | -$4.8M | -11.9K | -0.39% | $402.60 | 3.02M | Oct 2, 2024 | Direct | F1, F2, F7 |
| transaction | AXON | Common Stock | Sale | -$6.29M | -15.6K | -0.52% | $402.60 | 3M | Oct 2, 2024 | Direct | F1, F7 |
| transaction | AXON | Common Stock | Sale | -$20.1M | -49.9K | -1.66% | $403.44 | 2.95M | Oct 2, 2024 | Direct | F1, F8 |
| transaction | AXON | Common Stock | Sale | -$6.46M | -16K | -0.54% | $404.39 | 2.93M | Oct 2, 2024 | Direct | F1, F9 |
| transaction | AXON | Common Stock | Sale | -$1.51M | -3.74K | -0.13% | $405.22 | 2.93M | Oct 2, 2024 | Direct | F1, F10 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -10.1K | -5.3% | $0.00 | 181K | Sep 30, 2024 | Common Stock | 10.1K | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -101K | -55.81% | $0.00 | 79.9K | Oct 1, 2024 | Common Stock | 101K | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -59K | -73.8% | $0.00 | 20.9K | Oct 2, 2024 | Common Stock | 59K | $28.58 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. |
| F2 | Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. |
| F3 | The transaction was executed in multiple trades at prices ranging from $400.00 to $400.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $400.00 to $400.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $400.00 to $400.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $401.00 to $401.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The transaction was executed in multiple trades at prices ranging from $403.00 to $403.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | The transaction was executed in multiple trades at prices ranging from $404.00 to $404.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | The transaction was executed in multiple trades at prices ranging from $405.00 to $405.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |