Key facts
- This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
- 15 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 02 Oct 2024, 20:27.
Patrick W. Smith - 30 Sep 2024 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director
- Issuer ticker
- AXON
- Reported as of
- 30 Sep 2024
- Net transaction value
- +$1,841,737
- SEC form
- 4
- Accepted by SEC
- 02 Oct 2024, 20:27:06 UTC
- Prior SEC filing
- 04 Sep 2024
- Next SEC filing
- 04 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick W. Smith by Isaiah Fields, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 02 Oct 2024.
Change
- Previous filing in this sequence was filed on 04 Sep 2024.
- Current net transaction value: +$1,841,737.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXON
transaction
Common Stock
Options Exercise
- Transaction value
- $4,043,153
- Shares
- +10,118
- Change %
- Price
- $399.60
- Shares after
- 2,935
- Date
- 30 Sep 2024
- Ownership
- Direct
- Footnotes
- F1
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,898,515
- Shares
- -4,746
- Change %
- -0.16%
- Price
- $400.02
- Shares after
- 2,930,199
- Date
- 30 Sep 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
AXON
transaction
Common Stock
Options Exercise
- Transaction value
- $40,288,085
- Shares
- +100,917
- Change %
- +3.4%
- Price
- $399.22
- Shares after
- 3,031,116
- Date
- 01 Oct 2024
- Ownership
- Direct
- Footnotes
- F1
AXON
transaction
Common Stock
Sale
- Transaction value
- $18,928,997
- Shares
- -47,314
- Change %
- -1.6%
- Price
- $400.07
- Shares after
- 2,983,802
- Date
- 01 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F4
AXON
transaction
Common Stock
Options Exercise
- Transaction value
- $23,851,932
- Shares
- +58,965
- Change %
- +2%
- Price
- $404.51
- Shares after
- 3,042,767
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1
AXON
transaction
Common Stock
Sale
- Transaction value
- $5,369,749
- Shares
- -13,422
- Change %
- -0.44%
- Price
- $400.07
- Shares after
- 3,029,345
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F5
AXON
transaction
Common Stock
Sale
- Transaction value
- $953,138
- Shares
- -2,373
- Change %
- -0.08%
- Price
- $401.66
- Shares after
- 3,026,972
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F6
AXON
transaction
Common Stock
Sale
- Transaction value
- $4,795,733
- Shares
- -11,912
- Change %
- -0.39%
- Price
- $402.60
- Shares after
- 3,015,060
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F7
AXON
transaction
Common Stock
Sale
- Transaction value
- $6,285,744
- Shares
- -15,613
- Change %
- -0.52%
- Price
- $402.60
- Shares after
- 2,999,447
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F7
AXON
transaction
Common Stock
Sale
- Transaction value
- $20,130,262
- Shares
- -49,896
- Change %
- -1.7%
- Price
- $403.44
- Shares after
- 2,949,551
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F8
AXON
transaction
Common Stock
Sale
- Transaction value
- $6,464,575
- Shares
- -15,986
- Change %
- -0.54%
- Price
- $404.39
- Shares after
- 2,933,565
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F9
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,514,718
- Shares
- -3,738
- Change %
- -0.13%
- Price
- $405.22
- Shares after
- 2,929,827
- Date
- 02 Oct 2024
- Ownership
- Direct
- Footnotes
- F1, F10
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -10,118
- Change %
- -5.3%
- Price
- $0.000000
- Shares after
- 180,813
- Date
- 30 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,118
- Exercise price
- $28.58
- Footnotes
- F1
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -100,917
- Change %
- -56%
- Price
- $0.000000
- Shares after
- 79,896
- Date
- 01 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100,917
- Exercise price
- $28.58
- Footnotes
- F1
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -58,965
- Change %
- -74%
- Price
- $0.000000
- Shares after
- 20,931
- Date
- 02 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 58,965
- Exercise price
- $28.58
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 10 footnotes
Footnote F1
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.
Footnote F2
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
Footnote F3
The transaction was executed in multiple trades at prices ranging from $400.00 to $400.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F4
The transaction was executed in multiple trades at prices ranging from $400.00 to $400.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F5
The transaction was executed in multiple trades at prices ranging from $400.00 to $400.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F6
The transaction was executed in multiple trades at prices ranging from $401.00 to $401.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F7
The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F8
The transaction was executed in multiple trades at prices ranging from $403.00 to $403.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F9
The transaction was executed in multiple trades at prices ranging from $404.00 to $404.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F10
The transaction was executed in multiple trades at prices ranging from $405.00 to $405.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.