| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Options Exercise | $38.5M | +105K | +3.61% | $364.97 | 3.03M | Aug 30, 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$473K | -1.31K | -0.04% | $361.48 | 3.03M | Aug 30, 2024 | Direct | F1, F2, F3 |
| transaction | AXON | Common Stock | Sale | -$2.37M | -6.56K | -0.22% | $362.20 | 3.02M | Aug 30, 2024 | Direct | F1, F2, F4 |
| transaction | AXON | Common Stock | Sale | -$3.46M | -9.53K | -0.32% | $363.29 | 3.01M | Aug 30, 2024 | Direct | F1, F2, F5 |
| transaction | AXON | Common Stock | Sale | -$4.51M | -12.4K | -0.41% | $364.24 | 3M | Aug 30, 2024 | Direct | F1, F2, F6 |
| transaction | AXON | Common Stock | Sale | -$7.38M | -20.2K | -0.67% | $364.98 | 2.98M | Aug 30, 2024 | Direct | F1, F2, F7 |
| transaction | AXON | Common Stock | Options Exercise | $22.9M | +64.5K | +2.16% | $355.16 | 3.05M | Sep 3, 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$10M | -28.2K | -0.93% | $355.15 | 3.02M | Sep 3, 2024 | Direct | F1, F2, F8 |
| transaction | AXON | Common Stock | Sale | -$827K | -2.32K | -0.08% | $355.98 | 3.01M | Sep 3, 2024 | Direct | F1, F2, F9 |
| transaction | AXON | Common Stock | Sale | -$6.49M | -18.2K | -0.6% | $355.98 | 3M | Sep 3, 2024 | Direct | F1, F9, F10 |
| transaction | AXON | Common Stock | Sale | -$3.13M | -8.77K | -0.29% | $356.96 | 2.99M | Sep 3, 2024 | Direct | F1, F10, F11 |
| transaction | AXON | Common Stock | Sale | -$1.89M | -5.27K | -0.18% | $358.10 | 2.98M | Sep 3, 2024 | Direct | F1, F10, F12 |
| transaction | AXON | Common Stock | Sale | -$2.62M | -7.29K | -0.24% | $358.87 | 2.98M | Sep 3, 2024 | Direct | F1, F10, F13 |
| transaction | AXON | Common Stock | Sale | -$747K | -2.08K | -0.07% | $359.91 | 2.97M | Sep 3, 2024 | Direct | F1, F10, F14 |
| transaction | AXON | Common Stock | Sale | -$733K | -2.03K | -0.07% | $361.13 | 2.97M | Sep 3, 2024 | Direct | F1, F10, F15 |
| transaction | AXON | Common Stock | Sale | -$290K | -800 | -0.03% | $362.70 | 2.97M | Sep 3, 2024 | Direct | F1, F10 |
| transaction | AXON | Common Stock | Sale | -$5.06M | -14.4K | -0.49% | $350.48 | 2.96M | Sep 4, 2024 | Direct | F1, F10, F16 |
| transaction | AXON | Common Stock | Sale | -$3.78M | -10.8K | -0.36% | $351.44 | 2.95M | Sep 4, 2024 | Direct | F1, F10, F17 |
| transaction | AXON | Common Stock | Sale | -$1.02M | -2.87K | -0.1% | $353.49 | 2.94M | Sep 4, 2024 | Direct | F1, F10, F18 |
| transaction | AXON | Common Stock | Sale | -$3.1M | -8.75K | -0.3% | $354.36 | 2.93M | Sep 4, 2024 | Direct | F1, F10, F19 |
| transaction | AXON | Common Stock | Sale | -$2.87M | -8.09K | -0.28% | $355.26 | 2.93M | Sep 4, 2024 | Direct | F1, F10, F20 |
| transaction | AXON | Common Stock | Sale | -$221K | -620 | -0.02% | $356.10 | 2.92M | Sep 4, 2024 | Direct | F1, F10, F21 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -105K | -29.23% | $0.00 | 255K | Aug 30, 2024 | Common Stock | 105K | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -64.5K | -25.25% | $0.00 | 191K | Sep 3, 2024 | Common Stock | 64.5K | $28.58 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. |
| F2 | Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. |
| F3 | The transaction was executed in multiple trades at prices ranging from $360.74 to $361.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $361.74 to $362.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $362.76 to $363.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $363.76 to $364.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $364.76 to $365.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The transaction was executed in multiple trades at prices ranging from $354.48 to $355.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | The transaction was executed in multiple trades at prices ranging from $355.48 to $356.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. |
| F11 | The transaction was executed in multiple trades at prices ranging from $356.48 to $357.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F12 | The transaction was executed in multiple trades at prices ranging from $357.48 to $358.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F13 | The transaction was executed in multiple trades at prices ranging from $358.48 to $359.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F14 | The transaction was executed in multiple trades at prices ranging from $359.52 to $360.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F15 | The transaction was executed in multiple trades at prices ranging from $360.55 to $361.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F16 | The transaction was executed in multiple trades at prices ranging from $350.00 to $350.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F17 | The transaction was executed in multiple trades at prices ranging from $351.00 to $351.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F18 | The transaction was executed in multiple trades at prices ranging from $352.81 to $353.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F19 | The transaction was executed in multiple trades at prices ranging from $353.82 to $354.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F20 | The transaction was executed in multiple trades at prices ranging from $354.82 to $355.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F21 | The transaction was executed in multiple trades at prices ranging from $355.82 to $356.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |