Patrick W. Smith - 03 Oct 2024 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Oct 2024, 16:26:03 UTC
Prior SEC filing
02 Oct 2024
Next SEC filing
17 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Patrick W. Smith by Isaiah Fields, Attorney-in-Fact

Key filing fact

Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 04 Oct 2024.

Key facts

  • This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Oct 2024, 16:26.

Change

  • Previous filing in this sequence was filed on 02 Oct 2024.
  • Current net transaction value: -$1,926,545.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXON transaction

Common Stock

Sale

Transaction value
$243,837
Shares
-605
Change %
-0.02%
Price
$403.04
Shares after
2,929,222
Date
03 Oct 2024
Ownership
Direct
Footnotes
F1, F2
AXON transaction

Common Stock

Sale

Transaction value
$993,691
Shares
-2,460
Change %
-0.08%
Price
$403.94
Shares after
2,926,762
Date
03 Oct 2024
Ownership
Direct
Footnotes
F1, F3
AXON transaction

Common Stock

Sale

Transaction value
$568,117
Shares
-1,404
Change %
-0.05%
Price
$404.64
Shares after
2,925,358
Date
03 Oct 2024
Ownership
Direct
Footnotes
F1, F4
AXON transaction

Common Stock

Sale

Transaction value
$120,900
Shares
-298
Change %
-0.01%
Price
$405.70
Shares after
2,925,060
Date
03 Oct 2024
Ownership
Direct
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Footnote F2

The transaction was executed in multiple trades at prices ranging from $402.20 to $403.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

The transaction was executed in multiple trades at prices ranging from $403.22 to $404.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

The transaction was executed in multiple trades at prices ranging from $404.23 to $405.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F5

The transaction was executed in multiple trades at prices ranging from $405.48 to $405.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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