THOMAS M. SIEBEL - 11 Sep 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
11 Sep 2024
Net transactions value
$0
Form type
4
Filing time
13 Sep 2024, 16:44:14 UTC
Previous filing
04 Sep 2024
Next filing
04 Nov 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Award $0 +537,413 $0.000000 537,413 11 Sep 2024 Class A Common Stock 537,413 Direct F1, F2
transaction AI Stock Option (Right to Buy) Award $0 +886,244 $0.000000 886,244 11 Sep 2024 Class A Common Stock 886,244 $23.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 1/3rd of the RSUs shall vest on September 11, 2025 and 1/12th of the RSUs shall vest quarterly thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F3 1/3rd of the shares subject to the option grant shall vest on September 11, 2025, and 1/3rd of the shares subject to the option grant shall vest annually thereafter, so long as the Reporting Person continues to provide services through such vesting date.