Thomas M. Siebel - Aug 30, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature: /s/ Eric Jensen, Attorney-in-Fact
Stock symbol: AI
Transactions as of: Aug 30, 2024
Transactions value $: $612,765
Form type: 4
Date filed: 9/4/2024, 09:44 PM
Previous filing: Aug 7, 2024
Next filing: Sep 13, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Options Exercise	$1M	+538K	+30.61%	$1.86	2.29M	Aug 30, 2024	Direct
transaction	AI	Class A Common Stock	Options Exercise		+32.7K	+1.43%		2.33M	Sep 1, 2024	Direct	F1
transaction	AI	Class A Common Stock	Tax liability	-$387K	-16.6K	-0.71%	$23.34	2.31M	Sep 1, 2024	Direct
transaction	AI	Class A Common Stock	Gift	$0	-16.1K	-0.7%	$0.00	2.29M	Sep 3, 2024	Direct
transaction	AI	Class A Common Stock	Gift	$0	+16.1K	+0.37%	$0.00	4.4M	Sep 3, 2024	See Footnote	F2
transaction	AI	Class A Common Stock	Gift	$0	-538K	-23.44%	$0.00	1.76M	Sep 4, 2024	Direct
transaction	AI	Class A Common Stock	Gift	$0	+538K	+12.23%	$0.00	4.93M	Sep 4, 2024	See Footnote	F2
holding	AI	Class A Common Stock						9.22K	Aug 30, 2024	See Footnote	F3
holding	AI	Class A Common Stock						171K	Aug 30, 2024	See Footnote	F4
holding	AI	Class A Common Stock						72.7K	Aug 30, 2024	See Footnote	F5
holding	AI	Class A Common Stock						1.24M	Aug 30, 2024	See Footnote	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Stock Option (Right to Buy)	Options Exercise	$0	-538K	-40.24%	$0.00	798K	Aug 30, 2024	Class A Common Stock	538K	$1.86	Direct	F7
transaction	AI	Restricted Stock Units	Options Exercise	$0	-32.7K	-10%	$0.00	295K	Sep 1, 2024	Class A Common Stock	32.7K		Direct	F1, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2	The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3	The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4	The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5	The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6	The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F7	The options vest on an equal quarterly basis over the five (5) year period following November 30, 2016, so long as the Reporting Person continues to provide services through such vesting dates.
F8	1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.