Thomas M. Siebel - Nov 1, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature: /s/ Eric Jensen, Attorney-in-Fact
Stock symbol: AI
Transactions as of: Nov 1, 2024
Transactions value $: -$673,908
Form type: 4
Date filed: 11/4/2024, 04:50 PM
Previous filing: Sep 13, 2024
Next filing: Dec 3, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Options Exercise		+53.1K	+3.02%		1.81M	Nov 1, 2024	Direct	F1
transaction	AI	Class A Common Stock	Tax liability	-$674K	-26.9K	-1.49%	$25.03	1.78M	Nov 1, 2024	Direct
transaction	AI	Class A Common Stock	Gift	$0	-26.2K	-1.47%	$0.00	1.76M	Nov 4, 2024	Direct
transaction	AI	Class A Common Stock	Gift	$0	+26.2K	+0.53%	$0.00	4.96M	Nov 4, 2024	See Footnote	F2
holding	AI	Class A Common Stock						9.22K	Nov 1, 2024	See Footnote	F3
holding	AI	Class A Common Stock						171K	Nov 1, 2024	See Footnote	F4
holding	AI	Class A Common Stock						72.7K	Nov 1, 2024	See Footnote	F5
holding	AI	Class A Common Stock						1.24M	Nov 1, 2024	See Footnote	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Restricted Stock Units	Options Exercise	$0	-53.1K	-14.29%	$0.00	319K	Nov 1, 2024	Class A Common Stock	53.1K		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2	The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3	The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4	The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5	The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6	The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F7	6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.